Preconference - Ethics: CFP庐 Board Revised Code/Standards*
2
2
2
Behavioral Ethics
Workshop
5/7/2025
1:00 PM - 3:00 PM
Deer Valley
This program fulfills the requirement for CFP庐 Board approved Ethics CE. This program is designed to educate CFP庐 professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Learning Objectives:
- Recognize when a CFP庐 professional is providing Financial Advice.
- Apply the Fiduciary Duty.
- Describe the Financial Planning process.
- Determine what information must be provided to the client and when to document the exchange of information.
- Identify duties when using or referring other service providers or technologies.
- Describe the CFP Board enforcement process.